Professor Shapour Shahbazi: The Sassanian Army

[Greek version] 1.8). Ardašīr had started as the military commander of Dārābgerd (Ṭabarī, tr. Nöldeke, Geschichte der Perser, p. 5), and was knowledgeable in older and contemporary military history, from which he benefited, as history shows, substantially. For he restored Achaemenid military organizations, retained Parthian cavalry, and employed Roman-style armor and siege-engines, thereby creating a standing army (Mid. Pers. spāh) which served his successors for over four centuries, and defended Iran against Central Asiatic nomads and Roman armies (Christensen, op. cit., p. 207).

The backbone of the spāh was its heavy cavalry “in which all the nobles and men of rank” underwent “hard service” (Ammianus Marcellinus 23.6.83) and became professional soldiers “through military training and discipline, through constant exercise in warfare and military manoeuvers” (ibid.). From the third century the Romans also formed units of heavy cavalry of the Oriental type (Rundgren, Orientalia Suecana 6, 1957, pp. 35ff.); they called such horsemen clibanarii “mail-clad [riders]” (e.g. Ammianus Marcellinus 16.10.8), a term thought to have derived from an Iranian *grīwbānar < *grīwbānwar < *grīva-pāna-bara “neck-guard wearer” (Rundgren, op. cit., pp. 48f., evidently unaware that the Pahlavi grīwbān “neck-guard” is attested inVendidad 14.9: A.V. W. Jackson, “Herodotus VII. 61, or the Arms of the Ancient Persians Illustrated from Iranian Sources,” in Classical Studies in Honour of Henry Drisler, New York, 1894, pp. 95ff., esp. p. 118). The heavy cavalry of Šāpūr II is described by an eye-witness historian as follows: “all the companies were clad in iron, and all parts of their bodies were covered with thick plates, so fitted that the stiff joints conformed with those of their limbs; and the forms of human faces were so skillfully fitted to their heads, that since their entire body was covered with metal, arrows that fell upon them could lodge only where they could see a little through tiny openings opposite the pupil of the eye, or where through the tip of their nose they were able to get a little breath. Of these some who were armed with pikes, stood so motionless that you would have thought them held fast by clamps of bronze” (Ammianus Marcellinus 25.1. 12-13, cf. 24.6.8).

The described horsemen are represented by the seventh-century knight depicting Ḵosrow Parvēz on his steed Šabdīz on a rock relief at Ṭāq-e Bostān in Kermānšāh (E. Herzfeld, AMI 9/1938, pp. 91ff.). Since the Sasanian horseman lacked the stirrup (A. D. H. Bivar, “The Stirrup and its origins,” Oriental Art, N.S. 1, 1965, pp. 61-65), he used a war saddle which, like the medieval type, had a cantle at the back and two guard clamps curving across the top of the rider’s thighs enabling him thereby to stay in the saddle especially during violent contact in battle (E. F. Schmidt, Persepolis III, Chicago, 1970, p. 135). The inventory of weapons ascribed to Sasanian horsemen at the time of Ḵosrow Anōšīravān (Ṭabarī, I, p. 964 [tr. Nöldeke, pp. 248f.]; Baḷʿami, Tārīḵ, p. 1048; Ferdowsī, Šāh-nāma VIII, p. 63), resembles the twelve items of war mentioned in Vendidad 14.9 (Jackson, loc. cit.), thus showing that this part of the text had been revised in the later Sasanian period. More interestingly, the most important Byzantine treatise on the art of war, the Strategicon, also written at this period, requires the same equipments from a heavily-armed horseman (Bivar in Dumbarton Oaks Papers 26, 1972, pp. 287-88). This was due to the gradual orientalization of the Roman army to the extent that in the sixth century “the military usages of the Romans and the Persians become more and more assimilated, so that the armies of Justinian and Khosrow are already very much like each other;” and, indeed, the military literatures of the two sides show strong affinities and interrelations (C. A. Inostrantsev, “Sasanian Military Theory,” tr. L. Bogdanov in Journal of the Cama Oriental Institute 7, 1926, pp. 7ff. esp. p. 23). According to the Iranian sources mentioned above, the martial equipments of a heavily-armed Sasanian horseman were as follows: helmet, hauberk (Pahlavi grīwbān), breastplate, mail, gauntlet (Pahlavi abdast), girdle, thigh-guards (Pahlavi rān-ban), lance, sword, battle-axe, mace, bowcase with two bows and two bowstrings, quiver with 30 arrows, two extra bowstrings, spear, and horse armor (zēn-abzār); to these some have added a lasso (kamand), or a sling with slingstones (Nöldeke, Geschichte der Perser, pp. 248f.; Jackson, op. cit., pp. 108ff.). The elite corps of the cavalry was called “the Immortals,” evidently numbering—like their Achaemenid namesakes—10,000 men (Christensen, Iran Sass., p. 208 with references). On one occasion (under Bahrām V) the force attacked a Roman army but outnumbered, it stood firm and was cut down to a man (Socrates Scholasticus 7.20). Another elite cavalry group was the Armenian one, whom the Persians accorded particular honor (Christensen, op. cit., p. 210). In due course the importance of the heavy cavalry increased and the distinguished horseman assumed the meaning of “knight” as in European chivalry; if not of royal blood, he ranked next to the members of the ruling families and was among the king’s boon companions (ibid., pp. 112, 368-69; J. M. Unvala, The Pahlavi Text “King Ḫusrav and his Boy,” Paris, 1921).

The Sasanians did not form light-armed cavalry but extensively employed—as allies or mercenaries—troops from warlike tribes who fought under their own chiefs. “The Sagestani were the bravest of all” (Ammianus Marcellinus 19.2.3); the Gelani, Albani and the Hephthalites, the Kushans and the Khazars were the main suppliers of light-armed cavalry. The skill of the Dailamites in the use of sword and dagger made them valuable troopers in close combat (Agathias 3.17), while Arabs were efficient in desert warfare (Christensen, op. cit., pp. 209, 275).

The infantry (paygān) consisted of the archers and ordinary footmen. The former were protected “by an oblong curved shield, covered with wickerwork and rawhide” (Ammianus Marcellinus 24.6.8). Advancing in close order, they showered the enemy with storms of arrows. The ordinary footmen were recruited from peasants and received no pay (ibid., 23.6.83), serving mainly as pages to the mounted warriors; they also attacked walls, excavated mines and looked after the baggage train, their weapons being a spear and a shield (ibid., 23.6.83; Procopius 1.14.24, 52; Christensen, op. cit., p. 209). The cavalry was better supported by war elephants “looking like walking towers” (Ammianus Marcellinus 25.1.14; sec also E. Herzfeld AMI 3, 1931, pp. 26ff.), which could cause disorder and damage in enemy ranks in open and level fields. War chariots were not used by the Sasanians (contra Alexander Severus in Lampridius, Vita Alex. Sev. 56). Unlike the Parthians, however, the Persians organized an efficient siege machine for reducing enemy forts and walled towns. They learned this system of defense from the Romans but soon came to match them not only in the use of offensive siege engines—such as scorpions, balistae, battering rams, and moving towers—but also in the methods of defending their own fortifications against such devices by catapults, by throwing stones or pouring boiling liquid on the attackers or hurling fire brands and blazing missiles (Ammianus Marcellinus 19.5f., 20.6-7, 11).

The organization of the Sasanian army is not quite clear, and it is not even certain that a decimal scale prevailed, although such titles as hazārmard (Nöldeke, Geschichte der Perser, p. 284 n. 2) might indicate such a system. Yet the proverbial strength of an army was 12,000 men (Ferdowsī, Šāh-nāma VIII, p. 343). The total strength of the registered warriors in 578 was 70,000 (Ṭabarī, tr. Nöldeke, p. 271). The army was divided, as in the Parthian times, into several gunds, each consisting of a number of drafšs (units with particular banners), each made up of some wašts (Christensen, op. cit., p. 210). The imperial banner was the Drafš-e Kāvīān, a talismanic emblem accompanying the Great King or the commander-in-chief of the army who was stationed in the center of his forces and managed the affairs of the combat from the elevation of a throne (A. Christensen, Smeden Kāväh, tr. Unvala, pp. 28f.). At least from the time of Ḵosrow Anōšīravān a seven-grade hierarchical system seems to have been favored in the organization of the army (M. Grignaschi, “Quelques spécimens de la litterature sassanide conservés dans les bibliothèques d’Istanbul,” JA, 1966, pp. 1ff. esp. pp. 24, 42 n. 76).

The highest military title was argbed (q.v.) which was a prerogative of the Sasanian family (Nöldeke, op. cit., p. 5 n. 3). Until Ḵosrow Anōšīravān’s military reforms, the whole of the Persian army was under a supreme commander, Ērān-spāhbed, who acted as the minister of defense, empowered to conduct peace negotiations; he usually came from one of the great noble families and was counted as a counselor of the Great King (Christensen, Iran Sass., pp. 130f.). Along with the revival of “heroic” names in the middle of the Sasanian period, an anachronistic title, artēštārān sālār (q.v., Greek rendering adrastadaran salanes: Procopius 1.6. 18) was coined to designate a generalissimo with extraordinary authority, but this was soon abandoned when Anōšīravān abolished the office of Ērān-spāhbed and replaced it with those of the four marshals (spāhbed) of the empire, each of whom was the military authority in one quarter of the realm (Christensen, op. cit., pp. 131, 370). Other senior officials connected with the army were: Ērān-ambāragbed “minister of the magazines of empire,” responsible for the arms and armaments of warriors (ibid., pp. 107-108); the marzbāns “margraves”—rulers of important border provinces (ibid., pp. 102, 108, 371ff.; 518ff.); kanārang—evidently a hereditary title of the ruler of Ṭūs (ibid., pp. 108, 351, 507); gund-sālār “general” (ibid., p. 210); paygān-sālār “commander of the infantry” (ibid.); and puštigbān-sālār “commander of the royal guard” (ibid.).

A good deal of what is known of the Sasanian army dates from the sixth and seventh centuries when, as the results of Anōšīravān’s reforms, four main corps were established; soldiers were enrolled as state officials receiving pay and subsidies as well as arms and horses; and many vulnerable border areas were garrisoned by resettled warlike tribes (ibid., pp. 367ff.). The sources are particularly rich in accounts of the Sasanian art of warfare because there existed a substantial military literature, traces of which are found in the Šāh-nāma, Dēnkard 8.26—an abstract of a chapter of the Sasanian Avesta entitled Artēštārestān “warrior code”—and in the extracts from the Āʾīn-nāma which Ebn Qotayba has preserved in his ʿOyūn al-aḵbār and Inostrantsev has explained in detail (in Journal of the Cama Oriental Institute 7, 1926, pp. 7-52; see also Christensen, op. cit., pp. 215f.).

The Artēštārestān was a complete manual for the military: it described in detail the regulations on recruitments, arms and armor, horses and their equipments, trainings, ranks, and pay of the soldiers and provisions for them, gathering military intelligence and taking precaution against surprise attack, qualifications of commanders and their duties in arraying the lines, preserving the lives of their men, safeguarding Iran, rewarding the brave and treating the vanquished (Sanjana’s tr. in Dēnkard, vol. XVI, Bombay, 1917, pp. 6ff.). The Āʾīn-nāma furnished valuable instructions on tactics, strategy and logistics. It enjoined, for instance, that the cavalry should be placed in front, left-handed archers capable of shooting to both sides be positioned on the left wing, which was to remain defensive and be used as support in case of enemy advance, the center be stationed in an elevated place so that its two main parts (i.e., the chief line of cavalry, and the lesser line of infantry behind them) could resist enemy charges more efficiently, and that the men should be so lined up as to have the sun and wind to their back (Inostrantsev, op. cit., pp. 13ff.).

Battles were usually decided by the shock cavalry of the front line charging the opposite ranks with heavy lances while archers gave support by discharging storms of arrows. The center, where the commander-in-chief took his position on a throne under the Drafš-e Kāvīān, was defended by the strongest units. Since the carrying of the shield on the left made a soldier inefficient in using his weapons leftwards, the right was considered the line of attack, each side trying to outflank the enemy from that direction, i.e., at the respective opponent’s left; hence, the left wing was made stronger but assigned a defensive role (ibid., pp. 16ff.; Bivar, op. cit., pp. 289f.). The chief weakness of the Persian army was its lack of endurance in close combat (Ammianus Marcellinus 25.1.18). Another fault was the Persian’s too great a reliance on the presence of their leader: the moment the commander fell or fled his men gave way regardless of the course of action.

During the Sasanian period the ancient tradition of single combat (mard o-mard) developed to a firm code (Christensen, op. cit., p. 216). In 421 Bahrām V opposed a Roman army but accepted the war as lost when his champion in a single contest was slain by a Goth from the Roman side (Johannes Malalas [in B. G. Niebuhr, ed., Hist. Byzant. Scriptores, Bonn, 1831], p. 14a). Such duels are represented on several Sasanian rock-reliefs at Naqš-e Rostam (Schmidt, Persepolis III, pp. 130ff.), and on a famous cameo in Paris depicting Šāpūr I capturing Valerian (R. Ghirshman, Iran 249 B.C.-A.D. 657: The Parthian and Sassanian Dynasties, London, 1962, fig. 195).

Sasanian kings were conscious of their role as military leaders: many took part in battle, and some were killed; the Picture Book of Sasanian Kings showed them as warriors with lance or sword (Ḥamza, pp. 50-54; Moǰmal, pp. 33ff.). Some are credited with writing manuals on archery (Bivar, op. cit., p. 284), and they are known to have kept accounts of their campaigns (e.g., Šāpūr’s inscription on the Kaʿba-ye Zardošt, and cf. Ebrāhīm b. Moḥammad Bayhaqī, al-Moḥāsen wa’l-mosāwī, ed. F. Schwally, Giessen, 1902, p. 481: “When Ḵosrow Parvēz concluded his wars with Bahrām-e Čūbīna and consolidated his rule over the empire, he ordered his secretary to write down an account of those wars and related events in full, from the beginning to the end”).

While heavy cavalry proved efficient against Roman armies, it was too slow and regimentalized to act with full force against agile and unpredictable light-armed cavalry and rapid foot archers; the Persians who in the early seventh century conquered Egypt and Asia Minor lost decisive battles a generation later when nimble, lightly armed Arabs accustomed to skirmishes and desert warfare attacked them. Hired light-armed Arab or East Iranian mercenaries could have served them much better.